About CAFOD EthicsPoint Raising a Complaint – General Questions Security & Confidentiality when you raise a complaint Responses and Outcomes Tips & Best Practices Troubleshooting

About CAFOD EthicsPoint

What is CAFOD EthicsPoint?

CAFOD EthicsPoint is an independent hotline and confidential case management system to assist CAFOD in receiving and addressing any concerns, allegations or complaints. It is run by NAVEX, a third-party company, and is a way for any individual to report breaches of our Code of Conduct, Safeguarding Policy and Integrity Policies (for example fraud, abuse, or other misconduct) by a CAFOD staff member or someone acting as a representative of CAFOD. It can also be used to allow individuals to raise a concern over serious issues with our Fundraising practices, Data Protection breaches or shortcomings where CAFOD is responsible for Security or Health & Safety matters.

Who can use CAFOD EthicsPoint?

CAFOD EthicsPoint is for use by anyone connected to CAFOD’s work: this includes, but is not limited to, the people and communities CAFOD works to support, staff, volunteers, consultants, partners’ staff and volunteers and our supporters.

How can I access/use CAFOD EthicsPoint?

You can submit a concern or allegation through CAFOD EthicsPoint by using the webform link on our website and via links on other internal and partner facing online platforms. In some locations you may also be able to use the telephony service to call a toll-free, dedicated complaints hotline.

Why do we need a system like CAFOD EthicsPoint?

  • CAFOD EthicsPoint helps us demonstrate our commitment to respect the intrinsic dignity of every individual, and to be accountable to the partners, people and communities we work with, in addition to upholding our responsibilities to our supporters and other stakeholders.
  • It offers a safe and confidential way for individuals to report any concerns that affect themselves, or others. We can use the information received through the system to try to put things right, improve the way we work and to help us to become more effective.
  • An effective complaints mechanism helps foster a culture of transparency (on how well we manage and respond to any complaints received).
  • It is increasingly expected by our supporters and sectoral standards that comprehensive complaints mechanisms are in place to help prevent and respond to safeguarding issues and other misconduct such as fraud, or to address breaches of other standards of good practice to which we are committed.

Raising a Complaint – General Questions

What type of situations should I complain about?

The CAFOD EthicsPoint system is primarily designed for any individual to report any perceived or actual breach of our Code of Conduct, Safeguarding Policy or other stated values and commitments. Example of scenarios people can complain about are given below. This list is not exhaustive:

  • Exploitation of people and communities, staff or our representatives in any form.
  • Unwanted, inappropriate or disrespectful sexual advances or harassment.
  • Bullying, perceived threats, intimidation, favouritism, or belittlement
  • Hostility to individuals due to race, religion, nationality, gender, sexual orientation, disability, or other characteristic protected by law.
  • Corrupt or biased decisions to include or exclude people and communities.
  • Abuse of power or position in the delivery of programmes and projects
  • Inappropriate disclosure of confidential information
  • Improper fundraising practices
  • Situations that could threaten the safety, security or well-being of individuals
  • Campaign and advocacy positions
  • Fraud, theft, bribes, any corrupt practices.
  • Situations that could endanger health, safety or the environment.
  • Falsification of expense reports.
  • Bias, rigging, collusion or other unfair practices in procurement procedures
  • Fraudulent registration of People and Communities.
  • Inadequate supplier due diligence
  • Actual or perceived “conflicts of interest” in CAFOD or partner decision making.
  • Fraudulent selection of partners.

  • Theft or diversion of aid or resources

  • Lax or inadequate monitoring of CAFOD or partner performance or effectiveness.
  • Any other actions that may harm individuals or discredit CAFOD's reputation

A complaint recorded through this system should not include:

  • A general query about CAFOD’s work or requests for information
  • Information shared with us about matters unrelated to CAFOD
  • Problems with individual order fulfilment
  • Matters related to contractual disputes
  • A request to amend records, for example, to correct an address, cancel a donation or unsubscribe from a CAFOD ‘service’ such as a campaign newsletter or email.

PLEASE NOTE that CAFOD EthicsPoint is NOT an Emergency Service:

Do not use this webform to report events presenting an immediate threat to life or property. Complaints submitted through this service may not receive an immediate response. If you require emergency assistance, please contact your local authorities.

CAFOD representatives can also contact their designated Security Manager or CAFOD Duty Security Officer to deal with immediate concerns during a security incident.

If I see a breach of your values and commitments, can I raise this informally instead of submitting it through the CAFOD EthicsPoint system?

When you observe some behaviour that you believe breaches our Code of Conduct, Safeguarding Policy, Integrity Policies or other policies and standards of best practice CAFOD is committed to, we would like you to share it with us it. Ideally, concerns can be shared directly with an appropriate staff member or CAFOD representative and, if you prefer this to be managed informally, we will try to take a flexible approach wherever possible. In these scenarios we will make a professional judgement based on the information shared and, as far as possible, with the involvement of the person sharing the information. Any type of feedback that suggests a serious breach of our codes or policies by one of our representatives, would have to be investigated and recorded in this system, respecting confidentiality and the safety of any individuals concerned.

Please see our Contact Us page on our website for more details of how to get in touch directly, if that remains your preference.

However, we recognise there may be circumstances when you are not able or do not feel comfortable reporting the issue in this manner. It is for such circumstances that we have partnered with NAVEX to create CAFOD EthicsPoint.

What sort of information do I need to provide?

You can provide as much information as you feel comfortable with. It will of course depend on the nature of your concern, but names, dates, times, places, witnesses and other documentation can all be relevant and valuable in the report and subsequent investigation.

I'm not sure that my suspicion is correct - should I wait until I'm sure and then contact CAFOD EthicsPoint?

Please don't wait to make a report. Any suspicion of misconduct or other breach of CAFOD's Code of Conduct, Values and other policies should be reported and will be looked into discreetly. If the person you suspect is truly acting ethically, then there will be no evidence to find and the case will be closed. Your report will be kept confidential. All reports made in good faith are appreciated.

Does CAFOD really want me to 'complain'?

If you have a serious concern or allegation – yes. In fact, we need you to share this information. You may have initial knowledge of an activity that may be cause for concern. Letting us know can minimise the potential negative impact on those we work with. Also, offering positive input may help identify issues that can improve our practices and performance.

Why should I share what I know? What's in it for me?

We all have the right to live and work in a positive environment and with that right comes the shared and individual responsibility of acting in an ethical manner and letting the appropriate people know if someone is not acting appropriately. By working together, we can maintain a safe, accessible, dignified and inclusive environment for all those we come into contact with in the course of our work. Anyone who brings concerns or allegations to the notice of CAFOD will be responded to sensitively, respectfully and seriously.

Where does the information go? Who can access it?

Information is entered directly on the CAFOD EthicsPoint secure server to prevent any possible breach in security. Details are only available to the designated Complaints Manager within CAFOD. Each Complaints Manager has had training in keeping this information in the utmost confidence. Complaints are allocated to specific Complaint Managers based on the type of concern, allegation or complaint, and location of the incident.

Security & Confidentiality when you raise a complaint

Do you need to know my name?

No, you can report anonymously, meaning that we will not ask for your name and your gender will not be referred to in your report. All other information you provide will be kept confidential and secure. Whether you decide to report anonymously or leave your name, it helps if the specialist teams looking into your case at CAFOD are able to contact you after you've made your report, to find out more details relevant to the investigation. If you feel able to leave your contact details, then please do. If you prefer to make an anonymous report, please do check the system on CAFOD EthicsPoint every so often, to see if we've asked for any further details regarding your case.

Please note that in a few countries reporting anonymously is against the law. An advisor will let you know if this is the case for you. Please be reassured that even if you leave your name. we will respect your confidentiality and will not share your name or information with anyone other than those assigned to investigate your case.

How can I be sure that my concern will be treated confidentially?

To ensure confidentiality (and anonymity where requested), CAFOD EthicsPoint is run by an independent third party called NAVEX. They will process the data you enter, (or take your call), and a case report will be created in the system. This case is then picked up by a specialist team within CAFOD who will manage the case on a need-to-know basis only and take action where appropriate.

It is my understanding that any complaint that I send from my computer may generate a server log that shows every web-site that my computer connects with, and won't this log identify me as a report originator, particularly if using a computer supplied by my organisation?

CAFOD EthicsPoint does not generate or maintain any internal connection logs with IP addresses, so no information linking your computer to CAFOD EthicsPoint is available. In fact, in the setup of CAFOD EthicsPoint, CAFOD and the service provider, NAVEX, are contractually committed not to pursue the identity of any individual raising a complaint.

If you are a staff member and still feel uncomfortable making a report on your work computer, you have the option of using a computer outside the work environment (such as one located at an Internet café, at a friend's house, etc.) through the CAFOD EthicsPoint secure webform.

Can I file a complaint from anywhere and still remain anonymous?

A report from home, a neighbour's computer, or any Internet portal will remain secure and anonymous. An Internet portal never identifies a visitor by screen name and the CAFOD EthicsPoint system strips away Internet addresses so that anonymity is totally maintained. Plus, NAVEX (the provider of CAFOD EthicsPoint) is contractually committed not to pursue a reporter's identity.

I am concerned that the information I provide to CAFOD EthicsPoint will ultimately reveal my identity. How can you assure me that will not happen?

The CAFOD EthicsPoint system is designed to protect your anonymity, if that is your choice. If you wish to remain anonymous, you - as a reporting party - need to ensure that the body of the report does not reveal your identity by accident. For example, if you are a CAFOD staff member by saying “From my desk next to John Smith…” or “In my 33 years working for CAFOD…” or if you are a partner staff member by saying “as the main CAFOD contact between (your partner organisation) and CAFOD”.

Is the telephone toll-free complaints hot line confidential and anonymous too?

Yes. If you decide to submit your concern, allegation or complaint through the telephony service, you will be asked to provide the same information that you would provide in an Internet-based report and a trained interviewer will type your responses into the CAFOD EthicsPoint webform. These telephone reports have the same security and confidentiality and anonymity measures applied to them during recording and delivery as those entered directly online on the CAFOD EthicsPoint database.

What if I want to be identified with my complaint report?

There is a section in the standard questions for identifying yourself in the online service, if you wish. You will be asked to make your identity clear when using the telephone complaints hotline, if you do not specifically request to remain anonymous

Responses and Outcomes

Will I be informed of the outcome of the investigation after I report my concern to CAFOD EthicsPoint?

When the investigation is complete, the CAFOD EthicsPoint advisor will add a final response to your case on the system. You will be able to view the updates by using your ‘report key' to log back onto the system.

If I report anonymously, how can I find out what happens to my report?

When you make a report using CAFOD EthicsPoint, either using the phone service or the web form online, you will be given a unique code called a ‘report key' and asked to enter a password. Please take a note of these details as you will need these to phone back or revisit the website online to review any responses. If you can, please do check back occasionally either by phone or on the web as you may be asked for further details to help with the investigation of your report.

If I leave my name and contact details, do I need to check back on the system for a response, or will someone contact me directly?

In general, you will be contacted directly. However, you will be given a unique code called a ‘report key' and asked to enter a password when you are submitting your report. With these, you can phone CAFOD EthicsPoint or log back onto the system and check for responses. This is worth doing if you don't hear from anyone, as your contact details could be incorrect, or we may have trouble reaching you discreetly.

What might prevent my report from being thoroughly looked into?

The most common reason why a CAFOD EthicsPoint concern cannot be looked into thoroughly is lack of information. It's helpful if you can submit as much relevant information as you feel comfortable with. It will of course depend on the nature of your concern, but names, dates, times, places, witnesses and other documentation can all be relevant and valuable in the report and subsequent investigation.

Tips & Best Practices

I am aware of some individuals involved with unethical conduct, but it doesn't affect me. Why should I bother reporting it?

All unethical conduct, at any level, ultimately hurts the people and communities we work with, our supporters, our staff and CAFOD.

I am not sure if what I have observed or heard is a breach of policy, or involves unethical conduct, but it just does not look right to me. What should I do?

Let us know. CAFOD EthicsPoint can help you prepare and share the information, so it can be properly understood. We'd rather you let us know about a situation that turns out to be harmless than let possible unethical behaviour go unchecked because you weren't sure.

What if my manager or other managers are involved in misconduct? Won't they find out and start a cover-up?

The CAFOD EthicsPoint system and ongoing management of any complaints raised are designed so that any implicated parties are not notified or granted access to complaints in which they have been named.

What if I remember something important about the incident after I make the complaint? Or what if CAFOD has further questions for me concerning my complaint?

When you file a complaint using the CAFOD EthicsPoint webform or through the CAFOD EthicsPoint hotline, you receive a unique user name and are asked to choose a password. You can return to the CAFOD EthicsPoint system again either by Internet or telephone and access the original report to add more detail or answer questions posed by a CAFOD representative and add further information that will help resolve open issues. We strongly suggest that you return to the site in the time specified to answer any questions from CAFOD and see how your complaint is being progressed. You and CAFOD now have entered into an “anonymous dialogue,” where situations are not only identified, but can also be resolved.

How can I be updated on progress with the complaint I have raised?

After you complete your complaint report you will be assigned a unique code called a "report key". Write down your report key and password and keep them in a safe place. After 5-6 working days, use your report key and password to check your complaint for feedback or questions from CAFOD.

Are these follow-ups on reports as secure as the first one?

All CAFOD EthicsPoint correspondences are held in the same strict confidence as the initial complaint report, continuing under the umbrella of anonymity, if that was the choice you made when you raised the concern, allegation or complaint.

Can I still make a complaint if I don't have access to the Internet?

You can make a CAFOD EthicsPoint complaint from any computer that can access the Internet. If you don't have access to a computer, the internet, or are uncomfortable using a computer, in many countries you can call the CAFOD EthicsPoint toll-free complaints hotline, which is available 24 hours a day, 365 days a year.

For locations where an individual wants to complain directly to CAFOD and neither the webform or toll-free complaints are appropriate, our staff will work with our partners and communities on a project by project basis, to ensure an alternative method of raising a complaint is in place.

Troubleshooting

I tried to phone the CAFOD EthicsPoint telephone number and it doesn't work - what should I do?

You can check the phone number for your country on the CAFOD EthicsPoint website. Or you can use the form online to make your report. Please do include in your report any details of access problems that you've had.

I want to report anonymously, but when I contacted CAFOD EthicsPoint, I was informed that it's against local law for me make an anonymous report. I'd like to report my concern, but don't want to leave my name. What can I do?

There are a few countries where anonymous reporting is against the law. We would like to reassure you that even if you need to leave your name, we will respect your confidentiality and will not divulge your name to anyone other than the trained individuals who investigate your case.